Senior Compliance Associate

Compliance Associate UK

  • / Salary: £60-£65k
  •  Contract Type: Permanent
  •  Location: London

An excellent opportunity has arisen for an experienced Senior Compliance Associate to join a Global Asset Manager with circa $60bn AuM in London. Reporting directly to the Group CCO, in this role, you will be assisting on all areas of compliance, working closely with senior management and leadership team.

Responsibilities of the Senior Compliance Associate;

· Contributing to the drafting and implementation of policies and procedures · Monitoring regulatory developments; MiFID II, AIFMD, SMCR regime · Providing regulatory advice to the business and stakeholders · Assisting Compliance Monitoring programme and e-coms surveillance · Manage relationships with key business stakeholders

Experience · Degree educated or equivalent industry experience · Background in dealing with international institutional clients · Good knowledge of European (UCITS, MiFID, EMIR) · Professional experience in the asset management industry · Excellent stakeholder management

The ideal individual will be looking to progress their career with a global alternative asset manager in London. This individual will have a background in compliance within asset management with a strong understanding of EU regulations.

William McCoppin

William McCoppin
Manager

William has experience across multiple markets, specialising in compliance and financial crime at the interim, mid-to-senior and executive level.