Compliance Officer

Compliance Mid Senior Ireland

  • / Salary: €70-€80k
  •  Contract Type: Permanent
  •  Location: Dublin

Compliance Officer – Global Asset Manager

An international fund management firm with established global operations with circa $60bn AuM is looking to recruit a Compliance Officer to join their expanding team in Dublin. This exciting opportunity will support the Head of Compliance in managing their compliance monitoring programme, completing reviews of core business functions working closely with key business stakeholders.

Responsibilities of the Compliance Officer

• Plan and monitor detailed reviews in accordance with the compliance programme • Support in the delivery of the compliance monitoring programme • Assist with the completion of compliance and legal monitoring activities • Prepare reports and updates of the annual compliance plan • Communicate with business units to build compliance awareness and culture • Assist with the ongoing review and implementation of regulatory updates • Maintain policy and procedural documentation and prepare reports • Complete ad-hoc compliance and regulatory project work working with internal, external stakeholders and third parties where required • Prepare and submit reports for the group and committees

Experience required of the Compliance Officer

• Degree or professional qualification, preferably in compliance, legal or risk management • Minimum of 3-5 years experience in an investment firm or professional services • Good understanding of regulatory requirements (e.g. MIFID, UCITS, AIFMD) • Knowledge of cross-border asset management regulations • Experience in performing compliance monitoring and review processes • Ability to build trusted relationships with internal stakeholders • Good written communication skills and attention to detail

William McCoppin

William McCoppin

William has experience across multiple markets, specialising in compliance and financial crime at the interim, mid-to-senior and executive level.